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Rule 204A-1 from the SEC requires firms to keep copies of their own code of ethics, which includes:?


a) protection of material that isn't public info
b) reporting securities transactions and establishing policies to be reviewed by a compliance officer established by each firm
c) pre-approval for securities transactions by the firm's employees is required
d) advisers should describe the code of ethics to clients
e) all of these

http://www.law.uc.edu/CCL/InvAdvRls/rule...

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